Are you an experienced compliance professional with a strong background in private equity? A top-tier Asset Management Firm, based in the vibrant city of Charlotte, NC, is seeking a strategic Private Equity Compliance Director to lead their compliance initiatives and ensure regulatory excellence.
About Our Firm:
Our firm is a leader in asset management, recognized for its innovation and commitment to delivering exceptional value to clients. With a focus on maintaining the highest standards of compliance in the private equity sector, we are dedicated to fostering a culture of integrity and accountability. As we continue to expand our private equity portfolio, we are seeking a compliance expert to join our team and drive our compliance efforts to new heights.
Responsibilities of Private Equity Compliance Director:
As the Private Equity Compliance Director, you will be responsible for:
- Compliance Strategy: Developing and implementing comprehensive compliance strategies tailored to the private equity sector.
- Regulatory Adherence: Ensuring all private equity operations comply with SEC regulations and other relevant regulatory bodies.
- Risk Management: Identifying and mitigating compliance risks associated with private equity investments and transactions.
- Policy Development: Creating and updating compliance policies and procedures to align with industry best practices.
- Training and Development: Leading compliance training programs for staff, promoting a culture of compliance and ethical behavior.
- Audit and Reporting: Overseeing internal audits and preparing reports for senior management and regulatory authorities.
Qualifications:
To excel in the role of Private Equity Compliance Director, you should possess:
- Extensive Experience: Significant experience in compliance roles within the private equity or asset management sectors.
- Regulatory Expertise: Deep understanding of SEC regulations and other relevant compliance frameworks.
- Leadership Skills: Strong leadership and communication abilities, with a track record of effectively managing compliance teams.
- Analytical Acumen: Exceptional analytical skills, with the ability to assess complex compliance issues and develop effective solutions.
- Educational Background: A bachelor’s degree in law, finance, or a related field is required; advanced degrees or certifications such as CAMS, CRCM, or JD are highly desirable.
How to Apply:
If you’re a seasoned compliance professional ready to make a significant impact as the Private Equity Compliance Director, we encourage you to submit your resume and a compelling cover letter outlining your qualifications and vision for the role.
Ready to take the next step in your compliance career? Connect with our Expert Asset Management Recruiters and explore more opportunities in private equity compliance. Apply today and be part of a firm committed to excellence in regulatory compliance
